Brokerage and investment advisory firms almost always incorporate into their account agreements mandatory arbitration provisions providing that the client must resolve all disputes with the company through arbitration. Consequently, individual investors may be limited to an arbitration forum when seeking to recover under securities claims. Attorneys handling securities cases must therefore be familiar with the intricacies of the arbitration process, whether it be through FINRA, JAMS, AAA or some other arbitration forum. The attorneys of Cosgrove Law Group, LLC are well-versed in the arbitration process and regularly represent investors in arbitral forums. We have also been successful challenging the enforceability of certain arbitration provisions.