November, 2014 – Cosgrove Law Group, LLC recently settled a federal breach of fiduciary case on behalf of one of its broker clients. The settlement included a payment of over $600,000 to the broker. The broker sued an attorney that his former broker-dealer hired to represent him in a state securities investigation. That same attorney proceeded to defend the broker-dealer against the broker’s tortious interference claim in a FINRA arbitration that dealt directly with the subject matter of the prior investigation. The parties to the settlement are and will remain confidential.
