November 7th, 2013 – Cosgrove Law Group, LLC’s David Cosgrove argued for our client, the applicant, in a FINRA MC-400 hearing in Washington D.C. The hearing before select National Adjudicatory Council (“NAC”) members is an opportunity for the merits of the MC-400 application to be presented and argued by FINRA and the applicant. An MC-400 application is an application for a statutorily disqualified individual to continue their relationship with a FINRA member firm. Mr. Cosgrove aggressively advocated for our client and was able to provide specific and pertinent knowledge to our client throughout the lengthy application process. If you or one of your firm’s representatives are facing statutory disqualification through FINRA, contact Cosgrove Law Group, LLC to see how we are able to assist you.
